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IACUC GUIDELINES
ON THE PROTOCOL APPROVAL PROCESS
The Institutional Animal Care and Use Committee (IACUC) meets once a month to
approve the action taken during the previous month by the committee
when reviewing project applications (protocols) prepared by investigators.
Principal investigators
and course directors must obtain approval from the IACUC before
initiating any research, testing, or instructional project involving
the use of vertebrate animals (IACUC
Policy No. 01). An application to use animals, called an Animal
Use Form (AUF) must be submitted for IACUC review.
Each committee
member reviews every form. Each week AUFs received by Wednesday
at noon are mailed to every committee member on Thursday morning.
Any questions or comments are to be returned to the IACUC office
by the following Thursday by 5:00 p.m. At the conclusion of the
review period, the IACUC Coordinator compiles all the individual
questions and /or comments so the IACUC Chairperson can review
and consolidate the questions which then go to the investigator.
Upon receiving the researcher responses, the IACUC Coordinator
confirms that the committee member's questions have been answered.
The responses are then sent to the committee for review. There is
a three day window for the review process. If questions presented
to the principal investigator are not adequately addressed, or if
the PI's responses create new questions, the process continues.
Approval is granted after all the questions have been answered and
a majority of the committee favor approval.
Any IACUC member
can call for a full committee review which takes the form out of
the review process and initiates review at the next convened committee
meeting. At each meeting, the committee examines the log of the
action taken on all forms that had, or are being, reviewed since
the last meeting. The committee then votes approval of the action
taken. There is no expedited review process.
In some cases,
the protocol may be approved with a stipulation (e.g., asks a veterinarian
to observe and send a written report to the IACUC).
An approval
letter is sent to the Principal Investigator, with copies to the
department chair and the Contract and Grant Office. In addition,
if requested, an approval letter is also sent to the funding agency.
Protocols are approved for a maximum of three years. Each year,
three months in advance of the expiration date, principal investigators
are sent and are required to complete, sign, and return an Annual
Review Letter. The investigator must indicate that the project is
still ongoing; whether changes have been made in the research (an
amendment must be attached to the renewal letter if changes are
proposed); the project has been completed, or the project will not
be done. In the case of a form having reached the end of the three-year
period, a new AUF must be submitted and approved before the current
AUF approval expires.
All AUFs are
entered into a Protocol Tracking System. The system matches the
PI with the AUF number on the animal purchase request. The number
and species must correspond to those specified on that AUF. As orders
are placed, animal numbers are deducted from the total. Two reports
are generated weekly: 1) At/Over Animals Allowed; 2) Approaching
End of Animal Numbers. When the number of animals used reaches 80%
of the number approved, a report is generated and a letter is sent
to the PI. If the PI will be using additional animals, he/she must
file an amendment. When the limit is reached, the PI is advised
that no animals can be ordered until an amendment has been approved.
Any significant
change to the protocol requires filing of an amendment. Approval
of amendments is done by the Chairperson with additional review
by any other committee members or ORCBS, at the chairperson's discretion.
Reviews are to be done on an active AUF. Investigators add information
for the amendment to the currently approved AUF. Pages that are
affected by this amendment are sent to the IACUC office. The IACUC
Coordinator retrieves the corresponding information from the active
AUF, and sends that with the amended questions to the IACUC Chairperson.
Amendments can take up to seven days for review and approval.
The IACUC has
full authority to approve, disapprove, or require modifications
in protocols as deemed appropriate. In all cases, the committee
has sole responsibility for the final decision. The IACUC applies
the same protocol review process to all animal studies and proposals
regardless of species, size or source of funding. The IACUC reviews
projects as it relates to appropriate animal selection, care and
use.
IACUC
Index
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